Paul Simpson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth (ACD) Limited

    FRN 834833

    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2022)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (13 Aug 2021 to 21 Jun 2022)
    • CF1 Director (AR) (13 Aug 2021 to 21 Jun 2022)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Client dealing (1 Jun 2020 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF3 Chief Executive (27 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
    • CF1 Director (18 Feb 2016 to 8 Dec 2019)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (1 Nov 2007 to 14 Feb 2018)
    • CF27 Investment Management (12 May 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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