Nicholas Hamilton Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seven Investment Management LLP
FRN 589124
- [FCA CF] Significant management (since 1 May 2025)
- [FCA CF] Material risk taker (since 1 May 2025)
Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Significant management (15 Feb 2021 to 31 Jan 2025)
- [FCA CF] Material risk taker (15 Feb 2021 to 31 Jan 2025)
Scottish Widows Schroder Personal Wealth (ACD) Limited (no longer approved here)
FRN 834833
- [FCA CF] Manager of certification employee (15 Feb 2021 to 17 Dec 2024)
- [FCA CF] Material risk taker (15 Feb 2021 to 1 Jul 2024)
- [FCA CF] Significant management (15 Feb 2021 to 17 Dec 2024)
- CF29 Significant management (4 Oct 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.