Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Com (UK) Limited (no longer approved here)

    FRN 793714

    • SMF3 Executive Director (8 Aug 2022 to 12 Oct 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
    • Responsible for Insurance Distribution (14 Oct 2019 to 19 Jun 2020)
    • CF1 Director (14 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (14 Oct 2019 to 8 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
    • CF3 Chief Executive (4 Oct 2019 to 8 Dec 2019)
    • CF1 Director (4 Oct 2019 to 8 Dec 2019)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF3 Chief Executive (15 Oct 2015 to 27 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 27 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF1 Director (20 Oct 2004 to 27 Sep 2018)
    • CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF3 Chief Executive (15 Oct 2015 to 27 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF28 Systems and controls (1 Nov 2007 to 27 Sep 2018)
    • CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
    • CF1 Director (1 Dec 2001 to 27 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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