Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (8 Aug 2022 to 12 Oct 2023)
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- SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2020)
- SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
- Responsible for Insurance Distribution (14 Oct 2019 to 19 Jun 2020)
- CF1 Director (14 Oct 2019 to 8 Dec 2019)
- CF3 Chief Executive (14 Oct 2019 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Dec 2019 to 19 Jun 2020)
- SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
- CF3 Chief Executive (4 Oct 2019 to 8 Dec 2019)
- CF1 Director (4 Oct 2019 to 8 Dec 2019)
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- CF3 Chief Executive (15 Oct 2015 to 27 Sep 2018)
- CF28 Systems and controls (1 Nov 2007 to 27 Sep 2018)
- CF30 Customer (1 Nov 2007 to 9 Dec 2009)
- CF1 Director (20 Oct 2004 to 27 Sep 2018)
- CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
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- CF3 Chief Executive (15 Oct 2015 to 27 Sep 2018)
- CF30 Customer (1 Nov 2007 to 9 Dec 2009)
- CF28 Systems and controls (1 Nov 2007 to 27 Sep 2018)
- CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
- CF1 Director (1 Dec 2001 to 27 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.