Capital Com (UK) Limited

• Principal Place of Business

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

  Web

  https://www.capital.com

• Complaints Contact

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Peter Hasberry Clilverd

  IRN APC01198

  • [FCA CF] Material risk taker (since 25 Oct 2024)
  • [FCA CF] Significant management (since 5 Sep 2022)
  • [FCA CF] Client dealing (5 Sep 2022 to 25 Oct 2024)
• Alex Grebnev

  IRN AXG01396

  • CF2 Non Executive Director (26 Oct 2018 to 4 Dec 2018)
• Alida Carla Cesani

  IRN AXC01182

  • [FCA CF] Significant management (20 Sep 2021 to 28 Oct 2024)
• Amir Al-Haidar

  IRN AXA03982

  • CF1 Director (26 Oct 2018 to 4 Dec 2018)
• Andrew Black

  IRN AXB03630

  • [FCA CF] Client dealing (since 30 Oct 2025)
  • [FCA CF] Client dealing (24 Oct 2022 to 24 Oct 2025)
• Andrew Francos

  IRN AXF00441

  • [FCA CF] Significant management (29 Nov 2022 to 9 Feb 2024)
• Andrew Leader

  IRN AXL00242

  • [FCA CF] Client dealing (3 Aug 2020 to 4 Jun 2021)
• Behrouz Bayat Mokhtari

  IRN BXB00346

  • [FCA CF] Material risk taker (12 Sep 2022 to 7 Oct 2024)
  • [FCA CF] Significant management (12 Sep 2022 to 7 Oct 2024)
• Ben William Kitchen

  IRN BXK14010

  • [FCA CF] CASS oversight function (since 17 Oct 2024)
• Charan Basra

  IRN CXB00608

  • [FCA CF] Client dealing (16 Apr 2025 to 30 Jun 2025)

No changes recorded yet.