Helen Wroe

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Insurance Company Ltd (no longer approved here)

    FRN 959113

    • SMF5 Head of Internal Audit (29 Sep 2021 to 19 May 2022)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • [FCA CF] Significant management (9 Dec 2019 to 7 Jan 2022)
    • CF28 Systems and controls (10 Apr 2008 to 8 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF5 Head of Internal Audit (9 Dec 2019 to 1 May 2020)
    • CF28 Systems and controls (10 Apr 2008 to 8 Dec 2019)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF5 Head of Internal Audit (10 Dec 2018 to 19 May 2022)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (10 Apr 2008 to 6 Mar 2016)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • CF28 Systems and controls (15 Aug 2014 to 30 Aug 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF28 Systems and controls (24 Mar 2011 to 30 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

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