Date authorised
15 August 2014
Companies House
06582314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505
  • Complaints Contact

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Lowe

    IRN JXK01103

    • SMF9 Chair of the Governing Body (since 13 May 2024)
  • Jennifer Mathias

    IRN JEM01217

    • SMF3 Executive Director (since 12 Jun 2025)
  • Jonathan Peter Gosling

    IRN JPG01170

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2021)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Joseph William Kessler

    IRN JWK01042

    • CF2 Non Executive Director (15 Aug 2014 to 16 Aug 2014)
  • Judith Margaret Ann Worthy

    IRN JMW01320

    • CF1 Director (13 Mar 2015 to 17 Jun 2016)
  • Kevin David Chidwick

    IRN KDC00007

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2020)
    • CF1 Director (23 May 2018 to 8 Dec 2019)
  • Marcus Nagel

    IRN MXN01400

    • CF2 Non Executive Director (9 Dec 2014 to 19 May 2016)
  • Mark Duckworth

    IRN MXD01917

    • CF1 Director (12 Jun 2015 to 6 Dec 2019)
  • Mary-Anne McIntyre

    IRN MXM01289

    • CF1 Director (15 Aug 2014 to 17 Mar 2015)
    • CF3 Chief Executive (15 Aug 2014 to 17 Mar 2015)
  • Mehdi Kadhim

    IRN MXK01343

    • SMF1 Chief Executive (since 9 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.