Date authorised
15 August 2014
Companies House
06582314
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505
  • Complaints Contact

    26th Floor
    99 Bishopsgate
    London
    EC2M 3XD
    UNITED KINGDOM
    Phone
    +447870645505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Dawn King

    IRN MDS01179

    • CF10a CASS Oversight function (21 Mar 2016 to 30 Apr 2017)
    • CF11 Money Laundering Reporting (15 Aug 2014 to 30 Apr 2017)
    • CF10 Compliance Oversight (15 Aug 2014 to 30 Apr 2017)
  • Michael David George Morrow

    IRN MDM01149

    • CF1 Director (3 Dec 2018 to 14 Jan 2019)
    • CF29 Significant management (7 Mar 2018 to 8 Dec 2019)
  • Paul Irvine Dalzell

    IRN PXD00082

    • CF2 Non Executive Director (26 Oct 2016 to 8 Dec 2019)
  • Peter Davis

    IRN PXD01740

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 May 2025)
    • CF2 Non Executive Director (15 Aug 2014 to 8 Dec 2019)
  • Philip Torbet Martin

    IRN PTM01041

    • CF1 Director (15 Aug 2014 to 31 Dec 2017)
  • Richard Anthony Lubek

    IRN RXL00053

    • CF2 Non Executive Director (15 Aug 2014 to 1 Dec 2016)
  • Richard David Houghton

    IRN RDH01024

    • SMF3 Executive Director (19 Jun 2020 to 9 May 2023)
  • Robert Mark Jeffree

    IRN RMJ01037

    • [FCA CF] Significant management (23 Feb 2026 to 1 Apr 2026)
    • [FCA CF] Material risk taker (23 Feb 2026 to 1 Apr 2026)
    • SMF1 Chief Executive (17 Apr 2023 to 10 Dec 2025)
    • SMF3 Executive Director (8 Jan 2021 to 13 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Apr 2026)
  • Sandra Berry

    IRN SXB00560

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2023)
  • Simon Alexander Harris

    IRN SXH00320

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 25 Jul 2025)
    • [FCA CF] Significant management (since 1 Aug 2023)
    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

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