Melanie Dawn King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF16 Compliance Oversight (since 21 Jan 2026)
Arcus European Investment Manager LLP (no longer approved here)
FRN 506441
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Jul 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 29 Jul 2021)
- CF10 Compliance Oversight (18 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Apr 2019 to 8 Dec 2019)
Omnis Investments Limited (no longer approved here)
FRN 611694
- CF10a CASS Oversight function (21 Mar 2016 to 30 Apr 2017)
- CF11 Money Laundering Reporting (15 Aug 2014 to 30 Apr 2017)
- CF10 Compliance Oversight (15 Aug 2014 to 30 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.