Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • [FCA CF] Significant management (23 Feb 2026 to 1 Apr 2026)
    • [FCA CF] Material risk taker (23 Feb 2026 to 1 Apr 2026)
    • SMF1 Chief Executive (17 Apr 2023 to 10 Dec 2025)
    • SMF3 Executive Director (8 Jan 2021 to 13 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Apr 2026)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (9 Dec 2009 to 6 Mar 2016)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.