Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 14 May 2025)
    • SMF9 Chair of the Governing Body (16 May 2023 to 14 May 2025)
    • SMF18 Other Overall Responsibility (since 27 Sep 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 28 Feb 2022)
    • CF1 Director (AR) (22 Mar 2016 to 28 Feb 2022)
    • CF29 Significant management (20 Oct 2015 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2022)
    • CF1 Director (14 May 2019 to 8 Dec 2019)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • CF1 Director (3 Dec 2018 to 14 Jan 2019)
    • CF29 Significant management (7 Mar 2018 to 8 Dec 2019)
  • Openwork Access Limited (no longer approved here)

    FRN 435257

    • (4)Employed By (22 Mar 2016 to 28 Feb 2022)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF1 Director (13 Feb 2012 to 28 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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