Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (7 Jan 2016 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 15 May 2024)
    • CF2 Non Executive Director (5 Jul 2019 to 8 Dec 2019)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 May 2025)
    • CF2 Non Executive Director (15 Aug 2014 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF11 Chair of the Audit Committee (4 Feb 2019 to 3 Aug 2020)
    • SMF14 Senior Independent Director (10 Dec 2018 to 31 Aug 2023)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (7 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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