Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2025)
    • SMF3 Executive Director (since 9 Dec 2025)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • [FCA CF] Material risk taker (8 May 2024 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (1 May 2024 to 30 Jun 2024)
    • SMF24 Chief Operations (8 Feb 2023 to 1 May 2024)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • [FCA CF] Manager of certification employee (1 May 2024 to 30 Jun 2024)
    • [FCA CF] Material risk taker (1 May 2024 to 30 Jun 2024)
    • SMF24 Chief Operations (8 Feb 2023 to 1 May 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • SMF24 Chief Operations (8 Feb 2023 to 1 May 2024)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 29 Feb 2024)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • SMF1 Chief Executive (9 Dec 2019 to 11 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Jun 2022)
    • CF3 Chief Executive (6 Apr 2017 to 8 Dec 2019)
    • CF1 Director (6 Apr 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (30 Nov 2015 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (4 Feb 2010 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF30 Customer (16 Mar 2009 to 27 Nov 2009)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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