Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- SMF11 Chair of the Audit Committee (since 13 Nov 2023)
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TP ICAP Markets Limited
FRN 124520
- SMF11 Chair of the Audit Committee (since 7 Nov 2022)
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
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TP ICAP E&C Limited
FRN 146880
- SMF11 Chair of the Audit Committee (since 7 Nov 2022)
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
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TP ICAP Broking Limited
FRN 154234
- SMF11 Chair of the Audit Committee (since 7 Nov 2022)
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2024)
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Society of Lloyd's
FRN 202761
- SMF11 Chair of the Audit Committee (since 6 Jan 2020)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 24 Sep 2021)
- CF2 Non Executive Director (23 Oct 2017 to 8 Dec 2019)
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- SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 May 2019)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (27 Mar 2013 to 6 Mar 2016)
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- CF2 Non Executive Director (23 Oct 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (29 May 2014 to 8 Dec 2019)
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- CF2 Non Executive Director (28 May 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.