Beate Gross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Significant management (10 Nov 2020 to 10 Oct 2025)
    • CF28 Systems and controls (12 Feb 2010 to 8 Dec 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (23 Dec 2019 to 19 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Oct 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (18 Jun 2007 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF4 Chief Risk (9 Dec 2019 to 10 Oct 2025)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (18 Jun 2007 to 31 Oct 2007)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2009)
    • CF14 Risk Assessment (18 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.