ANDREW BALLANTYNE CRAIN

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 May 2024)
    • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
    • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
    • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • BlackRock Fund Managers Limited (no longer approved here)

    FRN 119292

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF10 Compliance Oversight (20 May 2011 to 28 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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