PGIM FUND MANAGEMENT LIMITED

• Principal Place of Business

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

  Web

  https://www.pgim.com

• Complaints Contact

  Grand Buildings

  1-3 The Strand

  Trafalgar Square

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402077662400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDREW BALLANTYNE CRAIN

  IRN ABC01076

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2024)
  • CF10 Compliance Oversight (7 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Dec 2017 to 8 Dec 2019)
• Ali Riza Artunkal

  IRN ARA01027

  • CF1 Director (1 Dec 2001 to 28 Jun 2002)
• Andrew David John Moffat

  IRN ADM01163

  • CF30 Customer (5 Aug 2014 to 19 May 2015)
• Andrew Henryk Radkiewicz

  IRN AHR01023

  • [FCA CF] Significant management (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (since 1 Jul 2020)
  • CF29 Significant management (2 Sep 2015 to 8 Dec 2019)
  • CF1 Director (22 Jul 2014 to 9 Jun 2015)
  • CF30 Customer (22 Jul 2014 to 8 Dec 2019)
• Andrew John Shearer Macland

  IRN AJM01568

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
• Andrew Peter Grigson

  IRN APG01095

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
  • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
• Annemarie Manning

  IRN AXM02956

  • CF30 Customer (23 Jul 2014 to 22 Sep 2015)
• Bryan McDonnell

  IRN BXM02027

  • CF30 Customer (15 Jun 2017 to 8 Dec 2019)
  • CF1 Director (7 Mar 2017 to 2 Jul 2019)
• Charles George William Crowe

  IRN CGC01044

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
  • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
• Christina Mirian Sidfeldt

  IRN CMS01154

  • CF10 Compliance Oversight (20 Jan 2010 to 31 Jul 2010)
  • CF11 Money Laundering Reporting (29 Mar 2007 to 31 Jul 2010)

No changes recorded yet.