Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM FUND MANAGEMENT LIMITED
FRN 181389
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Material risk taker (since 1 Jul 2020)
- [FCA CF] Significant management (since 1 Jul 2020)
- CF29 Significant management (2 Sep 2015 to 8 Dec 2019)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
- CF1 Director (22 Jul 2014 to 9 Jun 2015)
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF29 Significant management (2 Sep 2015 to 8 Dec 2019)
- CF1 Director (1 May 2013 to 9 Jun 2015)
- CF30 Customer (23 Mar 2009 to 8 Dec 2019)
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- CF1 Director (14 Oct 2004 to 13 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.