Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF1 Director (1 Sep 2015 to 16 Oct 2019)
    • CF30 Customer (23 Mar 2009 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (25 Aug 2006 to 27 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.