Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (23 Jul 2014 to 8 Dec 2019)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (7 Sep 2009 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 24 Aug 2009)
    • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (21 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.