Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • [FCA CF] Material risk taker (1 Jul 2021 to 26 Jul 2021)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • CF30 Customer (1 Sep 2009 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (21 Jan 2008 to 24 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.