Colin William McLean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Client dealing (1 Dec 2023 to 31 Mar 2025)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 27 Apr 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2024)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 18 Apr 2024)
    • CF11 Money Laundering Reporting (6 Jun 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (22 Sep 2012 to 8 Apr 2014)
    • CF10 Compliance Oversight (22 Sep 2012 to 17 Feb 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.