Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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River Global Investors LLP
FRN 453087
- [FCA CF] Client dealing (since 1 Dec 2023)
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- [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
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- [FCA CF] Client dealing (23 Feb 2021 to 13 Mar 2024)
- CF30 Customer (1 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (6 Jan 2010 to 11 Jan 2011)
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- Employed By (6 Jan 2010 to 11 Jan 2011)
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- CF30 Customer (5 Sep 2008 to 5 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.