Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2023)
  • RGI FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 146873

    • [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Nov 2020)
    • CF30 Customer (31 May 2013 to 8 Dec 2019)
  • Sigma Private Office Limited (no longer approved here)

    FRN 188536

    • [FCA CF] Client dealing (8 Sep 2021 to 13 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.