Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
River Global Investors LLP
FRN 453087
- [FCA CF] Client dealing (since 1 Dec 2023)
-
- [FCA CF] Client dealing (14 Aug 2023 to 19 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 13 Nov 2020)
- CF30 Customer (31 May 2013 to 8 Dec 2019)
-
- [FCA CF] Client dealing (8 Sep 2021 to 13 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.