Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (17 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (17 Aug 2012 to 8 Dec 2019)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • CF1 Director (17 Aug 2012 to 26 Sep 2019)
    • CF30 Customer (17 Aug 2012 to 7 Jan 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (23 May 2011 to 14 Nov 2011)
  • Lanebridge Investment Management Limited (no longer approved here)

    FRN 550909

    • Employed By (23 May 2011 to 14 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.