Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • SMF3 Executive Director (18 Aug 2023 to 3 Jan 2025)
    • [FCA CF] Client dealing (12 Apr 2023 to 3 Jan 2025)
    • [FCA CF] Functions requiring qualifications (12 Apr 2023 to 3 Jan 2025)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [PRA CF] Significant risk taker or Material risk taker (8 Aug 2019 to 30 Jun 2022)
    • [FCA CF] Material risk taker (8 Aug 2019 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2022)
    • CF30 Customer (21 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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