Innvotec Limited

Date authorised
1 April 2013
Companies House
02030086
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990
    Web
    https://www.innvotec.co.uk

  • Complaints Contact

    Harris & Trotter LLP
    101 New Cavendish Street
    London
    Westminster
    W1W 6XH
    UNITED KINGDOM
    Phone
    +442076306990

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity

  • Authorised to Operate

    Show 1 limitation
    • · Limited to carry on regulated activities

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roderick Martin Collins

    IRN RMC01092

    • SMF9 Chair of the Governing Body (7 Apr 2020 to 16 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Nov 2022)
    • CF30 Customer (6 Dec 2019 to 8 Dec 2019)
    • CF1 Director (6 Dec 2019 to 8 Dec 2019)
  • Stephen Roy Page

    IRN SXP02611

    • CF2 Non Executive Director (3 Aug 2015 to 4 Jul 2016)
  • Steven Mark White

    IRN SMW01243

    • CF30 Customer (11 Oct 2017 to 18 Sep 2018)
    • CF29 Significant management (11 Oct 2017 to 18 Sep 2018)
  • Steven Taylor

    IRN SXT02261

    • CF1 Director (15 Nov 2018 to 2 Oct 2019)
  • Timothy John Grasby

    IRN TJG01110

    • CF30 Customer (1 Sep 2016 to 18 Sep 2018)
  • andrew simon firmston-williams

    IRN ASF01084

    • CF1 Director (25 Sep 2018 to 4 Feb 2019)
  • john ROBERT Marsden

    IRN JRM01168

    • SMF16 Compliance Oversight (since 22 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Oct 2020)
    • CF10 Compliance Oversight (12 Sep 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 May 2003 to 31 Oct 2007)
    • CF13 Finance (8 May 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.