Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Heligan Investments LLP
FRN 967118
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Significant management (since 1 Feb 2024)
- SMF27 Partner (since 15 Nov 2022)
- SMF1 Chief Executive (since 15 Nov 2022)
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Hay Hill Wealth Management Limited
FRN 453682
- Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2023)
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- CF30 Customer (1 Sep 2016 to 18 Sep 2018)
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- CF30 Customer (1 Jul 2014 to 11 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.