Hay Hill Wealth Management Limited

Date authorised
1 April 2013
Companies House
05416229
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830
    Web
    https://www.hayhillwealth.com

  • Complaints Contact

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair John Naisbitt King

    IRN AXK01362

    • CF3 Chief Executive (AR) (27 Apr 2016 to 30 Sep 2016)
    • CF1 Director (AR) (27 Apr 2016 to 30 Sep 2016)
    • CF28 Systems and controls (10 Jun 2013 to 30 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • CF21 Investment Adviser (19 Dec 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 Aug 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (10 Aug 2006 to 10 Sep 2008)
    • CF1 Director (10 Aug 2006 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (10 Aug 2006 to 10 Sep 2008)
    • CF3 Chief Executive (10 Aug 2006 to 30 Sep 2016)
  • Blair Edward Colville Kiernander

    IRN BEK01002

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (10 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
  • Charles Armitage

    IRN CEA01045

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • Daniel James Medley

    IRN DJM01597

    • CF30 Customer (11 Jul 2011 to 30 Sep 2011)
  • Daniel Jubin Shakhani

    IRN DJS01297

    • CF30 Customer (20 Dec 2010 to 31 May 2012)
  • Daniel Noel Conaghan

    IRN DNC01033

    • CF10 Compliance Oversight (16 Oct 2009 to 9 Apr 2010)
    • CF11 Money Laundering Reporting (16 Oct 2009 to 9 Apr 2010)
    • CF30 Customer (18 Jan 2008 to 5 Nov 2010)
  • Dipankar Shewaram

    IRN DXS01333

    • CF30 Customer (11 Dec 2015 to 30 Sep 2016)
  • Federica Stanelli

    IRN FXS01278

    • CF30 Customer (22 Nov 2010 to 16 Sep 2011)
  • Gary David Varley

    IRN GDV01003

    • CF28 Systems and controls (1 Nov 2007 to 8 Feb 2011)
    • CF13 Finance (10 Aug 2006 to 31 Oct 2007)
  • Graham Kenneth Raymond Stapeley

    IRN GKS01014

    • CF2 Non Executive Director (19 Jul 2016 to 30 Sep 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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