Hay Hill Wealth Management Limited

Date authorised
1 April 2013
Companies House
05416229
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830
    Web
    https://www.hayhillwealth.com

  • Complaints Contact

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jilesh Pattni

    IRN JXP01778

    • CF30 Customer (9 Feb 2009 to 13 May 2010)
  • Jordan Fink

    IRN JXF00164

    • [FCA CF] Client dealing (15 Jan 2021 to 28 Feb 2022)
  • Kieran Joseph Duffy

    IRN KXD00182

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2024)
  • Martin Howard Baines

    IRN MHB01015

    • Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2023)
  • Michael Easton

    IRN MRE01069

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 30 Dec 2024)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • [FCA CF] Significant management (since 9 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Sep 2018 to 8 Dec 2019)
    • CF3 Chief Executive (7 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Sep 2018 to 8 Dec 2019)
    • CF1 Director (24 May 2016 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2016 to 8 Dec 2019)
  • Nayan Pathak

    IRN NXP01347

    • CF30 Customer (9 Feb 2009 to 13 May 2010)
  • Nicholas Hugh McCall

    IRN NHM01028

    • CF11 Money Laundering Reporting (21 Apr 2017 to 27 Aug 2018)
    • CF3 Chief Executive (21 Apr 2017 to 27 Aug 2018)
    • CF1 Director (21 Apr 2017 to 27 Aug 2018)
    • CF10 Compliance Oversight (21 Apr 2017 to 27 Aug 2018)
  • Nicholas Packer

    IRN NXP01068

    • Director of firm who is not a certification employee or a SMF manager (since 9 Sep 2020)
    • CF2 Non Executive Director (31 May 2016 to 8 Dec 2019)
  • Nicola Marinelli

    IRN NXM01505

    • CF30 Customer (3 Feb 2010 to 9 Jan 2014)
  • Paul Derek Gordon-Brown

    IRN PDG01031

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 May 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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