Michael Easton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hay Hill Wealth Management Limited

    FRN 453682

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 30 Dec 2024)
    • [FCA CF] Significant management (since 9 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (7 Sep 2018 to 8 Dec 2019)
    • CF3 Chief Executive (7 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Sep 2018 to 8 Dec 2019)
    • CF1 Director (24 May 2016 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2016 to 8 Dec 2019)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (17 Oct 2013 to 6 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.