Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Heligan Investments LLP
FRN 967118
- [FCA CF] Client dealing (since 1 Feb 2024)
- SMF27 Partner (since 15 Nov 2022)
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Hay Hill Wealth Management Limited
FRN 453682
- Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2023)
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- SMF9 Chair of the Governing Body (20 Nov 2019 to 31 May 2022)
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- CF3 Chief Executive (20 Nov 2015 to 24 Jan 2019)
- CF30 Customer (1 Nov 2007 to 17 Dec 2012)
- CF8 Apportionment and Oversight (17 Feb 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 13 Dec 2018)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF3 Chief Executive (22 Oct 2015 to 3 May 2017)
- CF1 Director (22 Oct 2015 to 3 May 2017)
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- CF1 Director (22 Oct 2015 to 18 Nov 2015)
- CF3 Chief Executive (22 Oct 2015 to 3 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.