Hay Hill Wealth Management Limited

Date authorised
1 April 2013
Companies House
05416229
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830
    Web
    https://www.hayhillwealth.com

  • Complaints Contact

    24 Upper Brook Street
    London
    W1K 7QB
    UNITED KINGDOM
    Phone
    +442045306830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Andrew Baum

    IRN PAB01168

    • CF30 Customer (3 Jul 2013 to 7 Sep 2016)
    • CF1 Director (29 Nov 2010 to 14 Dec 2012)
    • CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (10 Aug 2006 to 31 Oct 2007)
  • Rebecca Edita Bettany

    IRN REC01049

    • CF30 Customer (23 Feb 2016 to 20 Jun 2016)
  • Richard Kendall

    IRN RXK01447

    • CF3 Chief Executive (19 Feb 2011 to 13 Apr 2012)
    • CF1 Director (29 Nov 2010 to 13 Apr 2012)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 13 Apr 2012)
    • CF10 Compliance Oversight (9 Apr 2010 to 13 Apr 2012)
  • Ross John Topham

    IRN RJT01168

    • CF1 Director (4 Jul 2012 to 30 May 2013)
    • CF10 Compliance Oversight (18 Apr 2012 to 30 May 2013)
    • CF28 Systems and controls (19 Feb 2011 to 30 May 2013)
    • CF11 Money Laundering Reporting (10 Sep 2008 to 5 Oct 2009)
    • CF30 Customer (10 Sep 2008 to 30 May 2013)
  • Stanley Fink

    IRN SXF01122

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (14 Feb 2017 to 8 Dec 2019)
  • Stephen Dowds

    IRN SDD01015

    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2023)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • CF30 Customer (26 Jul 2016 to 8 Dec 2019)
  • Timothy John Grasby

    IRN TJG01110

    • Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2023)
  • Trevor John Howard Cooper

    IRN TJC01077

    • CF30 Customer (15 Apr 2014 to 30 Sep 2016)
  • Vinodka Murria

    IRN VXM01098

    • CF1 Director (23 Jun 2016 to 12 Mar 2019)
    • CF2 Non Executive Director (13 Apr 2016 to 2 Jun 2016)
  • Yannick Laurent Philippe Naud

    IRN YXN01013

    • CF30 Customer (1 Dec 2008 to 9 Jan 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.