Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC INNOVATION BANK LIMITED (no longer approved here)

    FRN 543146

    • Director of firm who is not a certification employee or a SMF manager (26 Feb 2021 to 16 May 2023)
  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • SMF3 Executive Director (9 Dec 2019 to 28 Jul 2020)
    • CF1 Director (20 Feb 2004 to 17 May 2007)
    • CF27 Investment Management (17 Jan 2003 to 17 May 2007)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF2 Non Executive Director (20 Mar 2018 to 5 Dec 2018)
  • Hay Hill Wealth Management Limited (no longer approved here)

    FRN 453682

    • CF1 Director (23 Jun 2016 to 12 Mar 2019)
    • CF2 Non Executive Director (13 Apr 2016 to 2 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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