HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Adam Trigg

  IRN AXT00125

  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Adrianus Van der Poel

  IRN AXV00024

  • SMF18 Other Overall Responsibility (since 17 Feb 2023)
• Aimee Gerrard

  IRN AXG00815

  • [PRA CF] Significant risk taker or Material risk taker (9 Oct 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (9 Oct 2023 to 31 Dec 2024)
• Alexander Deans

  IRN AXD00201

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [FCA CF] Client dealing (1 Aug 2022 to 30 Apr 2024)
• Alexandra Louise Gibbons

  IRN ALG01060

  • SMF5 Head of Internal Audit (20 Jun 2022 to 15 Jun 2025)
• Alexandra Louise Roberts

  IRN AXR01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jun 2025)
• Amy Cooper

  IRN AXC03068

  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Andrew Manning

  IRN AXM05412

  • [FCA CF] Manager of certification employee (since 29 Oct 2024)
  • [FCA CF] Client dealing (since 29 Oct 2024)
• Andrew Rico

  IRN AXR00508

  • [FCA CF] Manager of certification employee (1 Aug 2022 to 5 Apr 2024)
  • [FCA CF] Material risk taker (1 Aug 2022 to 5 Apr 2024)
  • [PRA CF] Managing a material risk taker (1 Aug 2022 to 5 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 5 Apr 2024)
• Andrew William James Life

  IRN AWL29171

  • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2024 to 5 Dec 2024)
  • [FCA CF] Material risk taker (5 Aug 2024 to 5 Dec 2024)

No changes recorded yet.