HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Anushka Herath

  IRN AXH03245

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Astrid Grey

  IRN ACG01045

  • Director of firm who is not a certification employee or a SMF manager (20 Nov 2025 to 31 Dec 2025)
  • SMF14 Senior Independent Director (20 Jun 2022 to 20 Nov 2025)
  • SMF10 Chair of the Risk Committee (20 Jun 2022 to 20 Nov 2025)
• Benjamin Anthony Pullicino

  IRN BAP01049

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jun 2023)
  • [FCA CF] Client dealing (1 Aug 2022 to 1 Jun 2023)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jun 2023)
• Bogdan Olea

  IRN BXO00107

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Carly Lorene Burrows

  IRN CXB00630

  • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2024)
  • [FCA CF] Material risk taker (since 13 Nov 2024)
  • [FCA CF] Client dealing (since 11 Jul 2024)
• Catherine Elizabeth Lewis La Torre

  IRN CXL00555

  • SMF12 Chair of the Remuneration Committee (since 1 Jul 2025)
• Darren Davidson

  IRN DXD00369

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Manager of certification employee (23 Oct 2023 to 2 May 2024)
• Darren Scott Pope

  IRN DSD01037

  • SMF9 Chair of the Governing Body (20 Jun 2022 to 22 Apr 2024)
• Darren Uche Carpenter

  IRN DXC00858

  • SMF5 Head of Internal Audit (since 8 Aug 2025)
• David John Barnes

  IRN DXB02394

  • SMF7 Group Entity Senior Manager (20 Dec 2023 to 31 Mar 2025)

No changes recorded yet.