Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 5 Nov 2024)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2024 to 1 Oct 2024)
    • SMF12 Chair of the Remuneration Committee (17 Jul 2020 to 1 Mar 2024)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 25 Mar 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 25 Mar 2025)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2022 to 25 Mar 2025)
  • HSBC INNOVATION BANK LIMITED (no longer approved here)

    FRN 543146

    • SMF9 Chair of the Governing Body (20 Jun 2022 to 22 Apr 2024)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF2 Non Executive Director (1 Jan 2017 to 24 Oct 2019)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • SMF2 Chief Finance (7 Mar 2016 to 30 Jun 2016)
    • CF1 Director (9 Nov 2012 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 22 Mar 2010)
    • CF28 Systems and controls (1 Nov 2007 to 22 Mar 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Oct 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (2 Oct 2007 to 31 Oct 2007)
    • CF13 Finance (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.