HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• David McHenry

  IRN DXM00234

  • [FCA CF] Client dealing (since 22 Oct 2024)
  • [FCA CF] Manager of certification employee (since 22 Oct 2024)
  • [FCA CF] Material risk taker (since 31 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2024)
• David O'Brien

  IRN DXO00079

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 19 Feb 2023)
  • [FCA CF] Material risk taker (1 Aug 2022 to 19 Feb 2023)
• Dean OConnor

  IRN DXO81805

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 18 Oct 2023)
  • [FCA CF] Material risk taker (1 Aug 2022 to 18 Oct 2023)
• Edward Michael Flanders

  IRN EMF01012

  • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2024 to 11 Nov 2024)
  • [FCA CF] Material risk taker (9 Aug 2024 to 11 Nov 2024)
• Eleanor Mary Gilbert

  IRN EMG01059

  • SMF18 Other Overall Responsibility (20 Jun 2022 to 7 Mar 2025)
• Emily Turner

  IRN EET01008

  • SMF1 Chief Executive (since 1 Jun 2025)
• Emma Stephens

  IRN EXS00055

  • SMF4 Chief Risk (since 5 Mar 2025)
  • [FCA CF] Manager of certification employee (18 Apr 2024 to 5 Mar 2025)
  • [PRA CF] Managing a material risk taker (18 Apr 2024 to 5 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 5 Mar 2025)
  • [FCA CF] Material risk taker (1 Aug 2022 to 5 Mar 2025)
• Erin Marie Platts

  IRN EML01027

  • SMF1 Chief Executive (20 Jun 2022 to 3 Nov 2024)
• Gareth Alan Vance

  IRN GAV01017

  • [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2025)
  • [FCA CF] Material risk taker (since 13 Jan 2025)
• Gavin Paul Hewitt

  IRN GPH01076

  • SMF2 Chief Finance (20 Jun 2022 to 24 Jan 2023)

No changes recorded yet.