HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Gavin Rees

  IRN GXR01690

  • SMF18 Other Overall Responsibility (since 20 Jun 2022)
• George Illsley

  IRN GXI00032

  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Glen Waters

  IRN GXW01690

  • [FCA CF] Material risk taker (since 25 Sep 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 25 Sep 2024)
• Gregory Brown

  IRN GXB56782

  • [FCA CF] Client dealing (11 Jul 2024 to 13 Jun 2025)
• Hanita Ananda

  IRN HXA00349

  • [FCA CF] Material risk taker (since 15 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2025)
• Helen Louise Heslop

  IRN HLH01022

  • SMF11 Chair of the Audit Committee (since 20 Jun 2022)
  • SMF12 Chair of the Remuneration Committee (20 Jun 2022 to 1 Aug 2025)
• Hemal Shah

  IRN HXS00598

  • [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2025)
  • [FCA CF] Material risk taker (since 6 Oct 2025)
• Hoi Ning Hui

  IRN HXH00306

  • [FCA CF] Client dealing (since 20 Mar 2025)
• Hugo Pires

  IRN HXP00273

  • [FCA CF] Manager of certification employee (since 15 May 2026)
  • [FCA CF] Client dealing (since 18 Dec 2024)
• Ian Wright

  IRN IXW01245

  • SMF18 Other Overall Responsibility (20 Jun 2022 to 16 Dec 2022)

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