HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• James Charles Cowles

  IRN JCC01134

  • SMF10 Chair of the Risk Committee (since 1 Nov 2025)
• James Reekie

  IRN JXR00764

  • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2023)
  • [FCA CF] Material risk taker (since 23 Oct 2023)
• James Watts

  IRN JBW01072

  • [FCA CF] Material risk taker (18 Nov 2022 to 31 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (18 Nov 2022 to 31 Dec 2025)
  • SMF18 Other Overall Responsibility (20 Jun 2022 to 1 Aug 2022)
• Jennifer Mavroleon

  IRN JXM04390

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 1 Jan 2026)
• Jennifer Ross Craik

  IRN JXC00117

  • [FCA CF] Material risk taker (1 Jan 2025 to 3 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 3 Jul 2025)
• Jonathan Sefton

  IRN JXS00301

  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Julia Keddie

  IRN JXK00110

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jun 2022 to 30 Jan 2025)
• Katarzyna Klehr

  IRN KXK00014

  • SMF16 Compliance Oversight (since 1 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (4 Mar 2024 to 4 Mar 2025)
  • [FCA CF] Material risk taker (4 Mar 2024 to 4 Mar 2025)
• Kieran Cleere

  IRN KXC01396

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [FCA CF] Manager of certification employee (since 2 May 2024)
  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Kieran Wilcock

  IRN KXW00490

  • SMF2 Chief Finance (since 22 Jan 2026)

No changes recorded yet.