Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC INNOVATION BANK LIMITED
FRN 543146
- SMF16 Compliance Oversight (since 1 Mar 2025)
- [FCA CF] Material risk taker (4 Mar 2024 to 4 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (4 Mar 2024 to 4 Mar 2025)
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- [FCA CF] Material risk taker (27 Aug 2020 to 6 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 6 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.