Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Adam Dawson

  IRN AXD01742

  • [FCA CF] Material risk taker (21 Sep 2018 to 31 Oct 2019)
  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 31 Oct 2019)
• Akash Shah

  IRN AXS70511

  • [FCA CF] Material risk taker (1 Jun 2017 to 14 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2017 to 14 Jul 2025)
• Alan Hogan

  IRN AXH70540

  • [FCA CF] Material risk taker (26 Sep 2018 to 20 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2018 to 20 Nov 2020)
• Alec David Johnson

  IRN ADJ01040

  • CF29 Significant management (9 Oct 2012 to 6 Jul 2013)
• Alex Richardson

  IRN AXR70521

  • [FCA CF] Material risk taker (15 Apr 2019 to 30 Jul 2021)
  • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2019 to 30 Jul 2021)
• Allannah Angell

  IRN AXA70530

  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 9 Dec 2021)
  • [FCA CF] Material risk taker (21 Sep 2018 to 9 Dec 2021)
• Alun Williams

  IRN AXW70523

  • [PRA CF] Significant risk taker or Material risk taker (11 Feb 2020 to 9 Aug 2022)
  • [FCA CF] Material risk taker (11 Feb 2020 to 9 Aug 2022)
• Amrita Kohli

  IRN AXK00114

  • [FCA CF] Material risk taker (since 9 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Nov 2020)
• Andrew Collins

  IRN AXC70518

  • [FCA CF] Material risk taker (since 6 Feb 2019)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Feb 2019)
• Andrew Damian Mason

  IRN AXM05686

  • [PRA CF] Significant risk taker or Material risk taker (19 Sep 2025 to 3 Mar 2026)
  • [FCA CF] Material risk taker (19 Sep 2025 to 3 Mar 2026)

No changes recorded yet.