Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Andrew Didham

  IRN AXD01187

  • SMF11 Chair of the Audit Committee (since 3 Feb 2017)
• Andrew Parker

  IRN AXP00329

  • [FCA CF] Material risk taker (since 13 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 13 Nov 2025)
• Andrew Thomas Giles Townsend

  IRN AXT00040

  • [PRA CF] Significant risk taker or Material risk taker (30 Sep 2020 to 30 Mar 2025)
  • [FCA CF] Material risk taker (30 Sep 2020 to 30 Mar 2025)
• Andrey Timoshenko

  IRN AXT70526

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [FCA CF] Material risk taker (9 Nov 2018 to 31 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2018 to 31 Dec 2021)
• Angela Wakelin

  IRN AXW01783

  • SMF24 Chief Operations (18 Jul 2018 to 23 Apr 2019)
  • SMF18 Other Overall Responsibility (5 May 2017 to 18 Jul 2018)
• Anthony Christopher Maltby

  IRN AXM70532

  • [PRA CF] Significant risk taker or Material risk taker (13 May 2020 to 18 May 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 21 Feb 2020)
• Anthony Peter Carberry

  IRN APC01105

  • CF10 Compliance Oversight (31 Aug 2007 to 25 Jul 2008)
  • CF17 Significant Mgt (Other Business Operations) (8 Feb 2007 to 21 May 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Jul 2008)
• Antony Stimpson

  IRN AXS00069

  • [FCA CF] Material risk taker (1 Sep 2020 to 31 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 31 Dec 2021)
• Arthur Leung

  IRN AXL00431

  • SMF24 Chief Operations (since 4 Jun 2025)
  • [FCA CF] Material risk taker (23 Mar 2022 to 4 Jun 2025)
• Blaise Noel Anthony Hardman

  IRN BNH01002

  • CF2 Non Executive Director (1 Dec 2001 to 1 Feb 2007)

No changes recorded yet.