Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IG Trading and Investments Limited
FRN 944492
- SMF11 Chair of the Audit Committee (since 23 Dec 2021)
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IG Index Limited
FRN 114059
- SMF11 Chair of the Audit Committee (since 12 Jan 2021)
- CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
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IG Markets Limited
FRN 195355
- SMF11 Chair of the Audit Committee (since 12 Jan 2021)
- CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
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Shawbrook Bank Limited
FRN 204574
- SMF11 Chair of the Audit Committee (since 3 Feb 2017)
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- Director of firm who is not a certification employee or a SMF manager (31 Dec 2020 to 21 Sep 2023)
- CF30 Customer (14 Oct 2016 to 3 Jun 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
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- CF29 Significant management (11 Oct 2011 to 27 Feb 2014)
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- CF2 Non Executive Director (1 Nov 2005 to 23 Jan 2007)
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- CF3 Chief Executive (24 Dec 2002 to 31 Jan 2003)
- CF1 Director (24 Dec 2002 to 31 Jan 2003)
- CF8 Apportionment and Oversight (24 Dec 2002 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.