Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 23 Dec 2021)
    • SMF11 Chair of the Audit Committee (since 12 Jan 2021)
    • CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 12 Jan 2021)
    • CF2 Non Executive Director (18 Sep 2019 to 8 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 3 Feb 2017)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • Director of firm who is not a certification employee or a SMF manager (31 Dec 2020 to 21 Sep 2023)
    • CF30 Customer (14 Oct 2016 to 3 Jun 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • CF29 Significant management (11 Oct 2011 to 27 Feb 2014)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF2 Non Executive Director (1 Nov 2005 to 23 Jan 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF3 Chief Executive (24 Dec 2002 to 31 Jan 2003)
    • CF1 Director (24 Dec 2002 to 31 Jan 2003)
    • CF8 Apportionment and Oversight (24 Dec 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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