Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Brian Gammell Ivory

  IRN BGI01006

  • CF2 Non Executive Director (20 Apr 2011 to 31 Mar 2015)
• Bruce Charles Tyler

  IRN BCT01019

  • CF29 Significant management (31 Oct 2011 to 30 Dec 2011)
  • CF1 Director (12 Nov 2007 to 21 Jul 2011)
  • CF8 Apportionment and Oversight (12 Nov 2007 to 31 Mar 2009)
  • CF3 Chief Executive (12 Nov 2007 to 21 Jul 2011)
• Cheryl Hannon

  IRN CXH00781

  • SMF16 Compliance Oversight (since 26 Sep 2025)
  • [FCA CF] Material risk taker (25 Apr 2024 to 26 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (25 Apr 2024 to 26 Sep 2025)
• Christopher Fallis

  IRN CXF35663

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
  • [FCA CF] Material risk taker (since 1 Sep 2022)
• Christopher George Mayo

  IRN CXM73778

  • SMF5 Head of Internal Audit (9 Sep 2020 to 29 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2020 to 9 Sep 2020)
  • [FCA CF] Material risk taker (8 Apr 2020 to 9 Sep 2020)
• Christopher Phillip Sowinski

  IRN CPS01063

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Nov 2020 to 26 May 2021)
  • SMF16 Compliance Oversight (25 Jun 2018 to 31 Mar 2023)
• Christopher Richold

  IRN CXR01616

  • [PRA CF] Significant risk taker or Material risk taker (2 Dec 2019 to 29 Apr 2022)
  • [FCA CF] Material risk taker (2 Dec 2019 to 29 Apr 2022)
• Christopher Williamson Gee

  IRN CWG01022

  • CF10 Compliance Oversight (11 Aug 2008 to 9 Jun 2009)
  • CF28 Systems and controls (1 Nov 2007 to 9 Jun 2009)
  • CF13 Finance (8 Feb 2007 to 31 Oct 2007)
• Claire Rankin

  IRN CXR70527

  • [PRA CF] Significant risk taker or Material risk taker (2 Nov 2018 to 31 Dec 2021)
  • [FCA CF] Material risk taker (2 Nov 2018 to 31 Dec 2021)
• Cédric Dubourdieu

  IRN CXD01937

  • Director of firm who is not a certification employee or a SMF manager (since 5 Sep 2017)

No changes recorded yet.