Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Daniel Hedges

  IRN DXH00959

  • [FCA CF] Material risk taker (since 2 Sep 2025)
• Daniel Rushbrook

  IRN DJR01238

  • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2017 to 31 Jan 2026)
  • [FCA CF] Material risk taker (1 Nov 2017 to 31 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 31 Oct 2017)
  • CF11 Money Laundering Reporting (13 Jul 2012 to 6 Mar 2016)
  • CF10 Compliance Oversight (13 Jul 2012 to 5 Aug 2014)
• Darren Brown

  IRN DXB01160

  • [FCA CF] Material risk taker (since 15 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Jul 2025)
• Darren Callaghan

  IRN DXC01915

  • CF10 Compliance Oversight (22 May 2009 to 21 Feb 2011)
  • CF28 Systems and controls (22 May 2009 to 6 Jun 2011)
• David Alan Tyler

  IRN DAT01067

  • CF1 Director (1 Dec 2001 to 11 Oct 2006)
• David Bowles

  IRN DXB02053

  • CF28 Systems and controls (3 Sep 2014 to 12 Feb 2015)
• David Edward Cowie

  IRN DEC01036

  • CF1 Director (17 May 2007 to 31 Jan 2011)
  • CF3 Chief Executive (12 Feb 2007 to 12 Nov 2007)
  • CF8 Apportionment and Oversight (12 Feb 2007 to 12 Nov 2007)
• David Francis Moran

  IRN DXM70543

  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 15 Feb 2019)
  • [FCA CF] Material risk taker (21 Sep 2018 to 15 Feb 2019)
• David Gordon Bury

  IRN DGB01087

  • CF1 Director (1 Dec 2001 to 31 Jan 2002)
• David John Morris

  IRN DXM70525

  • [PRA CF] Significant risk taker or Material risk taker (12 Nov 2018 to 5 Mar 2019)
  • [FCA CF] Material risk taker (12 Nov 2018 to 5 Mar 2019)

No changes recorded yet.