Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• David Michael Blaber

  IRN DXB70541

  • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2016 to 1 Jan 2025)
  • [FCA CF] Material risk taker (18 Aug 2016 to 1 Jan 2025)
• David Michael Griffin

  IRN DMG00021

  • [FCA CF] Material risk taker (9 May 2023 to 15 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 May 2023 to 15 Aug 2025)
• David Millard

  IRN DXM70522

  • [FCA CF] Material risk taker (10 Feb 2020 to 29 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2020 to 29 Apr 2023)
• David Morris

  IRN DXM01589

  • CF1 Director (1 Dec 2001 to 6 Feb 2002)
• David Robinson

  IRN DXR70546

  • [FCA CF] Material risk taker (21 Sep 2018 to 26 Jul 2019)
  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 26 Jul 2019)
• David Ronald Gagie

  IRN DRG01080

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Jan 2019)
  • CF2 Non Executive Director (1 Jan 2016 to 6 Mar 2016)
• Deborah Ann Griffin

  IRN DXG70536

  • [PRA CF] Significant risk taker or Material risk taker (since 7 May 2016)
  • [FCA CF] Material risk taker (since 7 May 2016)
• Derek James Weir

  IRN DJW01207

  • SMF10 Chair of the Risk Committee (since 15 Nov 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 15 Nov 2024)
• Douglas John Martin

  IRN DJM01558

  • CF2 Non Executive Director (18 Nov 2008 to 31 Jan 2011)
• Dylan Minto

  IRN DXM02983

  • SMF2 Chief Finance (since 6 Feb 2017)

No changes recorded yet.