Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Emily Johnson

  IRN EXJ00023

  • [PRA CF] Significant risk taker or Material risk taker (13 Nov 2020 to 31 Dec 2021)
  • [FCA CF] Material risk taker (13 Nov 2020 to 31 Dec 2021)
• Emma Lucy Cox

  IRN EXC70524

  • [FCA CF] Material risk taker (since 24 Sep 2018)
  • [PRA CF] Significant risk taker or Material risk taker (since 24 Sep 2018)
• Emmanuel Theocharopoulos

  IRN EXT01196

  • SMF5 Head of Internal Audit (since 22 Jan 2025)
  • [PRA CF] Significant risk taker or Material risk taker (29 Jan 2024 to 22 Jan 2025)
  • [FCA CF] Material risk taker (29 Jan 2024 to 22 Jan 2025)
• Evelyn Hamilton

  IRN EXH01404

  • CF29 Significant management (1 Nov 2015 to 6 Mar 2016)
• Gareth James Weaver

  IRN GXW00051

  • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 26 May 2023)
  • [FCA CF] Material risk taker (26 Oct 2020 to 26 May 2023)
• Gary Lingley

  IRN GXL00347

  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2025)
• George Ross Mathewson

  IRN GRM01086

  • CF2 Non Executive Director (5 May 2011 to 6 Jul 2015)
• Graham James Hamilton

  IRN GXH00489

  • [FCA CF] Material risk taker (since 14 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2025)
• Graham Paul Alcock

  IRN GPA01034

  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Jun 2016)
  • CF2 Non Executive Director (11 Apr 2007 to 6 Mar 2016)
• Grant Doulton

  IRN GXD01809

  • SMF17 Money Laundering Reporting Officer (MLRO) (31 Oct 2017 to 24 Apr 2020)

No changes recorded yet.