Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Harry Douglas Armitage

  IRN HDA01001

  • CF15 Internal Audit (1 Dec 2001 to 1 Feb 2007)
• Hugh Alan Taylor Fitzpatrick

  IRN HAF01029

  • SMF4 Chief Risk (since 7 Mar 2016)
  • CF28 Systems and controls (9 Nov 2015 to 6 Mar 2016)
• Hugh Meechan

  IRN HXM01200

  • [FCA CF] Material risk taker (11 Dec 2024 to 23 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (11 Dec 2024 to 23 Mar 2026)
• Iain Charles Andrew Cornish

  IRN ICC01026

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 8 Mar 2018)
  • CF2 Non Executive Director (3 Jul 2015 to 6 Mar 2016)
• Ian Arthur Henderson

  IRN IAH01013

  • CF3 Chief Executive (3 Dec 2012 to 2 Apr 2014)
  • CF1 Director (3 Dec 2012 to 2 Apr 2014)
• Ian Duncan Cowie

  IRN IDC01050

  • SMF1 Chief Executive (24 Jan 2019 to 7 Jun 2021)
• Ian John Woodward

  IRN IXW00169

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Sep 2025)
  • [FCA CF] Material risk taker (since 10 Sep 2025)
• Ian McCabe

  IRN IXM01365

  • CF11 Money Laundering Reporting (3 Jun 2009 to 21 Feb 2011)
• James Alexander Richard Popham

  IRN JXP70515

  • [FCA CF] Material risk taker (3 Jan 2019 to 3 Jul 2020)
  • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2019 to 3 Jul 2020)
• James Davis

  IRN JXD01050

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)

No changes recorded yet.