Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [FCA CF] Material risk taker (3 Apr 2020 to 28 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2020 to 28 Feb 2025)
    • SMF9 Chair of the Governing Body (20 Feb 2020 to 28 Feb 2025)
    • [FCA CF] Significant management (20 Feb 2020 to 28 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 3 Apr 2020)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 17 May 2021)
    • CF2 Non Executive Director (25 Oct 2011 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 17 May 2021)
    • CF2 Non Executive Director (25 Oct 2011 to 8 Dec 2019)
  • Drydens Limited (no longer approved here)

    FRN 677021

    • CF2 Non Executive Director (9 Apr 2019 to 30 Apr 2019)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 11 Sep 2020)
    • SMF13 Chair of the Nominations Committee (10 Dec 2018 to 17 May 2021)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Sep 2020)
    • SIMF9 Chairman (8 Oct 2018 to 9 Dec 2018)
    • CF2a Chair of the Nominations Committee (8 Oct 2018 to 9 Dec 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 8 Oct 2018)
    • CF2 Non Executive Director (25 Oct 2011 to 6 Mar 2016)
  • Intrum Mortgages UK Finance Limited (no longer approved here)

    FRN 459016

    • CF2 Non Executive Director (1 Dec 2017 to 30 Apr 2019)
  • Arrow Global Massey Limited (no longer approved here)

    FRN 718325

    • CF2 Non Executive Director (19 Aug 2016 to 30 Apr 2019)
  • Capquest Debt Recovery Limited (no longer approved here)

    FRN 721513

    • CF2 Non Executive Director (18 Aug 2016 to 30 Apr 2019)
  • Shawbrook Bank Limited (no longer approved here)

    FRN 204574

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 8 Mar 2018)
    • CF2 Non Executive Director (3 Jul 2015 to 6 Mar 2016)
  • Vanquis Bank Limited (no longer approved here)

    FRN 221156

    • CF2 Non Executive Director (1 Jan 2012 to 6 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.