Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (3 Apr 2020 to 28 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (3 Apr 2020 to 28 Feb 2025)
- SMF9 Chair of the Governing Body (20 Feb 2020 to 28 Feb 2025)
- [FCA CF] Significant management (20 Feb 2020 to 28 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2019 to 3 Apr 2020)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 17 May 2021)
- CF2 Non Executive Director (25 Oct 2011 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (9 Dec 2019 to 17 May 2021)
- CF2 Non Executive Director (25 Oct 2011 to 8 Dec 2019)
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- CF2 Non Executive Director (9 Apr 2019 to 30 Apr 2019)
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- SMF10 Chair of the Risk Committee (10 Dec 2018 to 11 Sep 2020)
- SMF13 Chair of the Nominations Committee (10 Dec 2018 to 17 May 2021)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 11 Sep 2020)
- SIMF9 Chairman (8 Oct 2018 to 9 Dec 2018)
- CF2a Chair of the Nominations Committee (8 Oct 2018 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
- SIMF14 Senior Independent Director (7 Mar 2016 to 8 Oct 2018)
- CF2 Non Executive Director (25 Oct 2011 to 6 Mar 2016)
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- CF2 Non Executive Director (1 Dec 2017 to 30 Apr 2019)
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- CF2 Non Executive Director (19 Aug 2016 to 30 Apr 2019)
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- CF2 Non Executive Director (18 Aug 2016 to 30 Apr 2019)
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- SMF9 Chair of the Governing Body (7 Mar 2016 to 8 Mar 2018)
- CF2 Non Executive Director (3 Jul 2015 to 6 Mar 2016)
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- CF2 Non Executive Director (1 Jan 2012 to 6 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.