Date authorised
16 October 2015
Companies House
06765260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401138233443
  • Complaints Contact

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401133688703

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Boyd Cunningham

    IRN AXC00460

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Jan 2022)
  • Andrew Charles Fisher

    IRN ACF01073

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 6 Jun 2023)
    • SMF14 Senior Independent Director (9 Dec 2019 to 1 Jan 2022)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 9 Sep 2020)
    • CF2 Non Executive Director (25 Apr 2019 to 8 Dec 2019)
  • Christopher William Jones

    IRN CWJ01013

    • CF2 Non Executive Director (25 Feb 2016 to 25 Apr 2019)
  • Clare Melanie Dyer

    IRN CXD43230

    • SMF18 Other Overall Responsibility (10 Jun 2020 to 31 Oct 2021)
  • Clodagh Gunnigle

    IRN CXG01451

    • CF28 Systems and controls (26 Apr 2019 to 18 Jul 2019)
    • CF11 Money Laundering Reporting (26 Apr 2019 to 18 Jul 2019)
  • David Edward Norton

    IRN DEN01017

    • CF28 Systems and controls (25 Feb 2016 to 12 May 2016)
  • David James Mortlock

    IRN DJM01401

    • SMF16 Compliance Oversight (6 Jul 2022 to 15 Nov 2022)
    • SMF5 Head of Internal Audit (19 May 2020 to 6 Jul 2022)
  • David William Sutherland

    IRN DWS01103

    • SMF24 Chief Operations (9 Dec 2019 to 31 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2021)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
  • Deniz Erkoc

    IRN DXE00086

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Gareth Peter Paul Neal

    IRN GXN00049

    • [FCA CF] Significant management (9 Dec 2020 to 28 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

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